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Kaplan Financial Advisors, LLC is a Registered Investment Advisor in the States of New Jersey and New York.
As an independent Fee-Only financial planning firm, Kaplan Financial Advisors, LLC (“KFA”) is committed to safeguarding the confidential information of all current, former and potential clients.
All personal information provided to KFA is held in strict confidence. This includes personal information we collect from you in connection with services (or potential services) KFA offers. We use your information to help you meet personal financial goals, while guarding against real or perceived infringements of your rights of privacy.
Categories of non-public personal information we collect from clients depends upon the scope of the engagement. Typically, these include information about: 1) your personal finances and insurance, 2) your personal goals and health information – to the extent needed for the financial planning process, 3) transactions between you and third parties and 4) information from consumer reporting agencies.
KFA never discloses information to non-affiliated third parties unless required by law or with your consent. We do not anticipate doing so in the future. If KFA does change firm policy, we are prohibited under law from doing so without advising you first.
Access to your information is limited. Only employees and agents who have business or professional reasons for knowing your information are allowed access. Unaffiliated third parties that require access to your personal information, including financial service companies, consultants and auditors, are bound by strict confidentiality in our agreements with them; we expect them to keep your information private.
We do not provide your personally identifiable information to mailing list vendors or solicitors.
We maintain a secure office and computer environment to insure your information is not placed at unreasonable risk.
Personally identifiable information about you will be maintained during the time you are a client, and for the required time that such records are required to be maintained by federal and state securities laws. Maintenance of information is consistent with the CFP Board Code of Ethics and Professional Responsibility.
*We are required by state law to provide you with a copy of our privacy policy annually.
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